IMPORTANT INFORMATION

Santos Capital Group LLC is a securities broker dealer headquartered in Miami, Florida and member of FINRA and SIPC. As a broker dealer the investments provided are not FDIC-insured, may lose value, nor are they deposits of or guaranteed by a bank or any other entity. There is risk with any investment and all risks must be clearly defined and understood before investing any money. nly FDIC insured certificates of deposit and FDIC money markets are insured and guaranteed by the Federal Deposit Insurance Corporation. Investors should carefully consider their investment objectives, risks, time horizon, charges, fees and expenses of any investment product or service.

Past performance is no guarantee for future results. The reader or investor should not assume that investments in the securities listed were or will be profitable. The price of the shares of the security and income generated from that security can go down as well as up and you may not get back the full amount that you invested.

Certain securities or funds that are diversified or hold many different investments with different characteristics are subject to change. Currency fluctuations and interest rates may affect the value of domestic and overseas investments. Investors should take into consideration the risks associated with the regions of the world the fund may invest in, including: currency fluctuations, interest rates, economic instability and political developments. Investments in developing markets involve heightened risk related to the same factors, in addition to those associated with smaller size and lesser liquidity. Further, smaller company stocks have historically exhibited greater volatility than larger-company stocks, particularly over the short term.

This and other information is available in the prospectus. For questions or to obtain a free prospectus, please contact us at info@santoscap.com. Investors should read the prospectus carefully before investing.

DISCLAIMER 

The information provided on this web site does not constitute or form part of any offer for shares of the securities noted or an invitation to invest in such shares. Investments in certain types of securities can only be made on the basis of the securities most recent prospectus. Offshore funds may not be offered or sold to citizens or residents of the United States of America. Current performance may be lower or higher than the performance data quoted. Please also consult with your professional advisor for current performance before investing.

The content of this website is not intended to be a solicitation to buy or sell any security, product or service to any U.S. investor. Also, not a solicitation to buy products or services in any jurisdiction where these activities would be contrary to the securities laws and other local laws and regulations or would subject Santos Capital Group LLC or any of its affiliates or associates to a registration requirement under that jurisdiction.

The information presented on this website is not intended to provide tax, legal, or investment advice. A professional should be consulted on these important topics. Information on this website may not be applicable in all countries, and may not apply to specific individuals or entities.

It is your responsibility when you enter this website to determine whether any product or service is suitable for your personal financial situation. Santos Capital Group LLC is not responsible for any actions or omissions, whether financial, tax or legal, you may make relying on the content of this website. We make an effort to update this site periodically and present updated information, but the content presented herewith is only true as of the date if was published and may be replaced or edited if market
condition, regulations, government actions, among others, warrant any changes.

BCP DISCLOSURE STATEMENT

Santos Capital Group LLC (“The Firm”) has created a Business Continuity Plan (BCP) that provides for the Firm to continue client service within a reasonable amount of time, given the scope and severity of a significant business disruption (SBD).

The BCP anticipates responding to both internal and external SBDs. An internal SBD, such as the loss of the telephone system, affects only the Firm. The Firm will respond to internal SBDs by re-routing calls to secondary numbers, and/or relocating its primary office to a secondary location, and/or, recovering data from a back-up storage media and/or a back-up site. The Firm expects to recover from an internal SBD within one hour.

An external SBD, such as a power outage or flood, affects multiple businesses and can be local, regional, national, or global. The Firm’s response to an external SBD relies more heavily on other organizations, such as the clearing firm and product sponsors. The Firm expects to recover from an external SBD within six hours.

In the event a SBD prevents customers from contacting the Firm by using the Firm’s primary phone number, fax number, or email address, customers may contact the Firm by using the secondary contact information provided.

The names of the contact personnel listed within the BCP Plan are the contact personnel.

While no contingency plan can eliminate all risk of service interruption or temporarily impeded account access, the Firm continually assesses and updates its BCP to mitigate all reasonable risk.

This disclosure is subject to modification. You may request a copy of the Firm’s full plan by contacting the Firm.

ANTI-MONEY LAUNDERING POLICIES AND PROCEDURES

Santos Capital Group LLC as a US financial institution is required to adopt government rules to prevent money laundering and terrorist financing and obtain, record, and verify information that identifies each person or entity that opens an account.

Santos Capital Group LLC has established and follows an Anti-Money Laundering Program that maintains, among others: policies and procedures, designation of an AML Compliance Officer, independent testing, and ongoing training.